Providing agile & robust compliance solutions.
60 years of financial services expertise you can trust in.
Is an avalanche of compliance requirements impacting your productivity?
Our Philosophy
We are a partnership firm, nimble and quick to respond to client needs. We are not burdened by the complexities of the bigger organisations.
We understand the challenges that you face as financial services firms, because we have both experienced them ourselves. We want to understand your business and help you assess risks accurately, be it Compliance, Regulatory or Financial Crime risks.
We support financial services firms in meeting their compliance obligations, helping you deal with the pressure of operating in a heavily regulated environment. We are:
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We are a two partner firm and we move rapidly once we are engaged. We have worked in highly pressurised environments with demanding business stakeholders
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We have a wide experience of resolving compliance issues across a diverse range of investment banking, private wealth and asset management businesses. We are here to help you to overcome some of the more stressful and challenging compliance issues.
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We can provide bespoke compliance solutions to enable your business.
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Through our associates we can build teams rapidly to provide full support for your projects big or small.
How we work is important, we are collaborative, collegiate, approachable & thoughtful.
We have worked together for many years and we continue to challenge each other, setting ourselves the highest of standards every day.
We have a broad range of compliance experience which we place at your disposal.
We understand the pressure of compliance in financial services and we can help you deal with it.
Our Promise To You
We will not compromise on the quality of our work. We only work with a few clients at any one time allowing us to maintain the highest standards.
We listen to you and provide solutions. We invest our time upfront understanding what you require from us. We work with your teams at all levels to understand what the problem is and how it can be fixed.
“There is never a dull moment in compliance with an ever changing regulatory landscape. I feel privileged to be working in compliance where I can share my knowledge and experience with clients. Compliance has allowed me to constantly challenge myself and grow.”
Seung Earm,
Partner & Co-Founder, Ibex Compliance
About Us
60 Years of Compliance Experience
We are highly experienced compliance professionals. We have both held regulated roles and have worked in many different areas of compliance including financial crime, research, banking, markets advisory and regulatory compliance. We are passionate about what we do and we set up our own firm to pursue our vision and goals in order to keep challenging ourselves to grow and learn.
Our Values
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Honesty & Integrity
We are honest and direct. We only take on what we can complete to our own very high standards.
02.
Drive & Perseverance
We want to succeed with you. We want to help you resolve your compliance and regulatory challenges. We know what it takes to stick it out.
03.
Respect & Care
We care about compliance and the people that we work with.
Are you ready to make a difference in your business?
Please contact us for an introductory discussion.