“Compliance is about making good judgments and actioning them.”
Mark Taylor
Mark has worked in Financial Crime Compliance, Money Laundering, Anti-Bribery and Business Integrity for over 35 years in top global financial institutions including Goldman Sachs and Credit Suisse.
His expertise ranges from analysis and surveillance of financial crime matters to developing effective and efficient working processes for on-boarding, monitoring and reporting.
He has been a registered MLRO and SMF17 for 10 years as well as being registered SMF16 Compliance Officer role.
He has dealt with multiple regulators and handled complex investigations and regulatory reviews.
Mark is very approachable and invests in staff through innovative recruitment and training practices, developing talent from within, and building a strong, diverse community that feels empowered.
He is a strong communicator, confident in boardroom presentations and negotiations and used to ‘feeling the heat’ of being a decision-making, influential board member in his various charitable roles.
“Compliance has allowed me to constantly challenge myself and grow.”
Seung Earm
Seung is a highly regarded compliance professional in the investment banking, insurance and asset management industries with over two decades of experience in major global investment banks including Goldman Sachs and BNP Paribas.
She is a dynamic and versatile professional with broad expertise across banking; research; sales and trading; regulatory change and affairs; central compliance; car/equipment leasing; real estate; consumer lending; invoice financing and asset management.
Seung has been a FCA registered Chief Compliance Officer and a MLRO.
She is passionate about compliance and cares about the people she works with.
She possesses a strong understanding of the key issues in compliance which enables her to lead and direct businesses to take appropriate action.
A strong communicator and presenter.